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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-12 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Katy, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Houston | TX | 12/2018 | 09/2022 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 10/2021 | 09/2022 |
| Columbia Southern University | Orange Beach | AL | 12/2018 | 11/2020 |
| Houston Community College | Houston | TX | 08/2016 | 09/2018 |
| Stifel, Nicolaus & Company, Incorporated | Houston | TX | 09/2022 | 04/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 04/2023 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2023 | Present |
BlueNotary / Public Notary. Remot Online Notary Agent. Conduct mortgage loan and other general notarized documentation online via Texas State approval platform.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-01 |
| S66 | Uniform Combined State Law Examination | 2022-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-28 |
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