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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-14 |
| MN | RA | APPROVED | 2023-10-30 |
Branch Locations
5990 Nova Scotia Ave North, Oak Park Heights, MN 55082 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Plymouth | MN | 09/2021 | 04/2022 |
| Wells Fargo Bank, N.A. | Plymouth | MN | 11/2019 | 03/2022 |
| T3 Wireless Dba Connect Wireless | Scottsdale | AZ | 03/2019 | 07/2019 |
| Comcast | Philadelphia | PA | 03/2017 | 01/2019 |
| Sprint | Overland Park | KS | 05/2016 | 03/2017 |
| Heartland Solar, Llc | Maple Grove | MN | 07/2019 | 01/2023 |
| Jp Morgan Chase Bank, N.A. | Minneapolis | MN | 04/2022 | 08/2023 |
| Jp Morgan Securities, Llc | Minneapolis | MN | 04/2022 | 08/2023 |
| Unemployed | Maple Grove | MN | 02/2019 | 02/2019 |
| Heartland Solar | Maple Grove | MN | 07/2020 | 01/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saint Paul | MN | 08/2023 | Present |
| Bank Of America N.A. | Saint Paul | MN | 11/2023 | Present |
I* 1535255 For profit or not for profit: Entity For Profit,Entity Publicly Traded Name of outside business organization: UBER Investment related: no Address of business: San Francisco, CA, 94103 Nature of business: Corporation Position, title, association: Consultant/Independent Contractor Start date of relationship: 11/01/2023 Number of hours devoted: 10 weekly Number of hours devoted during trading hours: 0 Duties: Driver I* 1535256 For profit or not for profit: Entity For Profit,Entity Publicly Traded Name of outside business organization: Lyft Investment related: no Address of business: San Francisco, CA, 94107 Nature of business: Corporation Position, title, association: Consultant/Independent Contractor Start date of relationship: 11/01/2023 Number of hours devoted: 10 weekly Number of hours devoted during trading hours: 0 Duties: Driver I*2925301, Entity Type, For Profit,Entity Publicly Traded,Name of OBA: DoorDash Inc,Address: San FranciscoCalifornia94107,Investment Related: Position, no,Title, Association: Consultant/Independent Contractor Employee Start Date:10/06/2025, No Hours:10 weekly No Hours during trading:0 Duties:Food delivery service/Delivery driver.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-18 |
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