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Mathew Douglas Kempenich

Efs Advisors

Cambridge, MN

Stillwater, MN

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Current Employers
Efs Advisors

1995 East Rum River Drive S, Cambridge, MN 55008 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-02-19
MN RA APPROVED 2023-11-21
  • WI RA
    APPROVED
    Since 2024-02-19
  • MN RA
    APPROVED
    Since 2023-11-21

Branch Locations

1995 East Rum River Drive S, Cambridge, MN 55008 • United States

1950 Northwestern Ave #106, Stillwater, MN 55082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chs, Inc. Inver Grove Heights MN 05/2016 10/2023
Efs Advisors Cambridge MN 09/2023 Present
Advanced Advisor Group Llc Cambridge MN 09/2023 Present
  • 05/2016 → 10/2023
    Chs, Inc.
    Inver Grove Heights, MN
  • 09/2023 → Present
    Efs Advisors
    Cambridge, MN
  • 09/2023 → Present
    Advanced Advisor Group Llc
    Cambridge, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-21
  • S66 Uniform Combined State Law Examination
    2023-11-21

View on SEC IAPD

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