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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-10
OR RA APPROVED 2026-03-09
  • TX RA
    APPROVED
    Since 2026-03-10
  • OR RA
    APPROVED
    Since 2026-03-09

Branch Locations

121 Sw Morrison Suite 1800, Portland, OR 97204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Portland OR 09/2021 Present
Media Net Tel Aviv 05/2012 01/2017
N/A Hillsboro OR 01/2017 09/2021
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-07
  • S66 Uniform Combined State Law Examination
    2026-03-07

View on SEC IAPD

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