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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-19
NJ RA APPROVED 2012-01-13
  • TX RA
    APPROVED_RES
    Since 2012-11-19
  • NJ RA
    APPROVED
    Since 2012-01-13

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank NJ 01/2012 Present
Bank Of America, N.A. Red Bank NJ 02/2012 Present
Previous Registrations
Other Businesses

I*48950 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: COLTS NECK RECREATION COMMITTEE INVESTMENT RELATED: N ADDRESS OF BUSINESS: HEYERS MILL RD, COLTS NECK, NEW JERSEY 7722 NATURE OF BUSINESS: OTHER,ADVISORY COMMITTEE FOR TOWNSHIP POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 1/20/2012 NUMBER OF HOURS DEVOTED: 15 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DESIGN AND IMPLEMENT ALL SPORTING AND RECREATIONAL ACTIVITIES FOR THE RESIDENTS OF COLTS NECK.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-12
  • S66 Uniform Combined State Law Examination
    2005-05-12

View on SEC IAPD

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