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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-07-25
TX RA APPROVED 2025-07-25
  • PA RA
    APPROVED
    Since 2025-07-25
  • TX RA
    APPROVED
    Since 2025-07-25

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 04/2022 Present
New York Life Insurance Co. Horsham PA 10/2021 03/2022
Kurbaj Trading Inc. Clifton Heights PA 07/2016 10/2021
Penn State University Clifton Heights PA 05/2016 09/2018
Penn State University State College PA 09/2018 05/2020
Vanguard Marketing Corporation Malvern PA 04/2022 Present
Vanguard Advisers, Inc Malvern PA 04/2022 Present
  • 04/2022 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 10/2021 → 03/2022
    New York Life Insurance Co.
    Horsham, PA
  • 07/2016 → 10/2021
    Kurbaj Trading Inc.
    Clifton Heights, PA
  • 05/2016 → 09/2018
    Penn State University
    Clifton Heights, PA
  • 09/2018 → 05/2020
    Penn State University
    State College, PA
  • 04/2022 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 04/2022 → Present
    Malvern, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-24
S63 Uniform Securities Agent State Law Examination 2022-05-17
  • S66 Uniform Combined State Law Examination
    2025-07-24
  • S63 Uniform Securities Agent State Law Examination
    2022-05-17

View on SEC IAPD

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