Dominic A Kennedy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Woodland, CA
• 12/2010 → 08/2020
  Cattlemens
  Rancho Cordova, CA
• 10/2021 → Present
  Bank Of America, N.A.
  Woodland, CA

Other Businesses

I*2468355, Entity Type: Fiduciary role Name of OBA: F M. K AND K J. K REVOCABLE FAMILY TRUST, Address: FOLSOM, California, 95630, Investment Related: No, Position, Title, Association: Successor Trustee, Employee State Date: 05/24/2024, No Hours: 1 Yearly, No Hours during Trading: 0, Duties: Successor Trustee for Parents I*: 2483266 Entity Type: For Profit Name of OBA: Case Hit Cardz Inc. Address: El Dorado Hills, CA 95762 Investment Related: No Position, Title, Association: Officer, Owner Employee Start Date: 6/1/2025 Number of Hours: 5 hrs wkly Number of Hours during trading: 0 Duties: Entity = Online marketplace for the resale of Sports Trading Cards. Responsibilities = Initial Capital Investor and 10% shareholder of the S Corp (pending AIM approval & filing with the state). Ongoing activities will be as CFO/secretary on the business, with limited weekly time involvement of 5 to 10 hours outside of business hours.

Exams

• S66 Uniform Combined State Law Examination
  2021-12-03

Other Names

• Dominic Kennedy