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Current Employers
Cornerstone Wealth Management, Llc

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2022-03-07
  • AR RA
    APPROVED
    Since 2022-03-07

Branch Locations

3632 Johnson Mill Blvd. Suite 107, Springdale, AR 72762 • United States

3718 Pinnacle Hills Pkwy, Rogers, AR 72758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shark Fx, Llc Rogers AR 02/2018 10/2021
Hz Foods Houston TX 05/2017 02/2018
Smitco Eateries, Inc Fayetteville AR 07/2005 05/2017
Lpl Financial, Llc Rogers AR 10/2021 Present
Cornerstone Wealth Management, Llc Rogers AR 09/2021 01/2022
Cornerstone Wealth Management, Llc Rogers AR 01/2022 Present
Other Businesses

1)10/07/2021 - Cornerstone Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)10/07/2021 - Bean & Vine, LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - At Reported Business Location(s) - Start: 11/2018 3) 10/18/2021 - Cornerstone Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Registered Admin. - Started 9/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Cornerstone Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 09/22/2022 - Shark FX Holdings, LLC - Not Investment Related - 3000 S. Pinnacle Hills Pkwy, Rogers, AR 72756 - Business Entity For Tax/Investment Purposes Only - Start Date - 11/20/2017 - 0 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-15
  • S66 Uniform Combined State Law Examination
    2021-12-15

View on SEC IAPD

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