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13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-03-07 |
Branch Locations
3632 Johnson Mill Blvd. Suite 107, Springdale, AR 72762 • United States
3718 Pinnacle Hills Pkwy, Rogers, AR 72758 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shark Fx, Llc | Rogers | AR | 02/2018 | 10/2021 |
| Hz Foods | Houston | TX | 05/2017 | 02/2018 |
| Smitco Eateries, Inc | Fayetteville | AR | 07/2005 | 05/2017 |
| Lpl Financial, Llc | Rogers | AR | 10/2021 | Present |
| Cornerstone Wealth Management, Llc | Rogers | AR | 09/2021 | 01/2022 |
| Cornerstone Wealth Management, Llc | Rogers | AR | 01/2022 | Present |
1)10/07/2021 - Cornerstone Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)10/07/2021 - Bean & Vine, LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - At Reported Business Location(s) - Start: 11/2018 3) 10/18/2021 - Cornerstone Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Registered Admin. - Started 9/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Cornerstone Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 10/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 09/22/2022 - Shark FX Holdings, LLC - Not Investment Related - 3000 S. Pinnacle Hills Pkwy, Rogers, AR 72756 - Business Entity For Tax/Investment Purposes Only - Start Date - 11/20/2017 - 0 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-15 |
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