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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • NE RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

9900 Nicholas St Ste 360, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Curnes Financial Group Omaha NE 08/2021 Present
Hni Muscatine IA 01/2020 08/2021
University Of Iowa Housing & Dining Iowa City IA 08/2017 12/2019
Allied Construction Des Moines IA 05/2016 12/2018
Cetera Advisor Networks El Segundo CA 09/2021 01/2022
Cetera Wealth Services, Llc El Segundo CA 01/2022 Present
Cfg Advisors Omaha NE 04/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 08/2021 → Present
    Curnes Financial Group
    Omaha, NE
  • 01/2020 → 08/2021
    Hni
    Muscatine, IA
  • 08/2017 → 12/2019
    University Of Iowa Housing & Dining
    Iowa City, IA
  • 05/2016 → 12/2018
    Allied Construction
    Des Moines, IA
  • 09/2021 → 01/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 01/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2023 → Present
    Cfg Advisors
    Omaha, NE
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: CURNES FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2021 POSITION/TITLE/RELATIONSHIP: FINANCIAL ASSISTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ASSIST REGISTERED REPRESENTATIVES WITH CLIENTS AND ADMINISTRATIVE TASKS. 2. NAME OF OTHER BUSINESS: CFG ADVISORS ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 06/2023, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 2, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-29
  • S66 Uniform Combined State Law Examination
    2022-06-29
Designations

View on SEC IAPD

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