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Frank Rod Sanchez

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7442225

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-01-27
TX RA APPROVED 2022-01-27
  • AZ RA
    APPROVED
    Since 2022-01-27
  • TX RA
    APPROVED
    Since 2022-01-27

Branch Locations

14321 North Northsight Blvd., Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 10/2021 Present
Farmers Insurance Phoenix AZ 06/2018 10/2021
Ralph Lauren Corporation Phoenix AZ 10/2017 05/2018
Nordstrom Corporation Scottsdale AZ 01/2017 09/2017
Yelp Corporation Scottsdale AZ 11/2016 12/2016
Nordstrom Corporation Scottsdale AZ 06/2016 10/2016
Vanguard Advisers, Inc. Scottsdale AZ 01/2022 Present
Vanguard Marketing Corporation Scottsdale AZ 10/2021 Present
  • 10/2021 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 06/2018 → 10/2021
    Farmers Insurance
    Phoenix, AZ
  • 10/2017 → 05/2018
    Ralph Lauren Corporation
    Phoenix, AZ
  • 01/2017 → 09/2017
    Nordstrom Corporation
    Scottsdale, AZ
  • 11/2016 → 12/2016
    Yelp Corporation
    Scottsdale, AZ
  • 06/2016 → 10/2016
    Nordstrom Corporation
    Scottsdale, AZ
  • 01/2022 → Present
    Vanguard Advisers, Inc.
    Scottsdale, AZ
  • 10/2021 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-26
  • S66 Uniform Combined State Law Examination
    2022-01-26
Other Names
  • Trey Sanchez
  • Frank Sanchez

View on SEC IAPD

Nearby Firms

BRIDGELIGHT CAPITAL LLC
MERCER GLOBAL ADVISORS INC.
LPL FINANCIAL LLC

Nearby Investors

GARY TODD STRINGER
SHAUN ELIZABETH BRACKEN
KENNETH ROY BLACKBURN

Nearby Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ

More in Scottsdale, AZ

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