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William Taylor Hopkins

Cetera Investment Advisers LLC

Birmingham, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2022-06-17
  • AL RA
    APPROVED
    Since 2022-06-17

Branch Locations

35 Church Street; 2Nd Floor, Birmingham, AL 35213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capparelles Insurance Columbus GA 01/2010 01/2019
Allstate Insurance Birmingham AL 03/2019 07/2020
Regions Birmingham AL 08/2020 Present
Cetera Investment Services Llc Saint Cloud MN 01/2022 Present
Cetera Investment Advisers Llc Birmingham AL 06/2022 Present
  • 01/2010 → 01/2019
    Capparelles Insurance
    Columbus, GA
  • 03/2019 → 07/2020
    Allstate Insurance
    Birmingham, AL
  • 08/2020 → Present
    Regions
    Birmingham, AL
  • 01/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 06/2022 → Present
    Cetera Investment Advisers Llc
    Birmingham, AL
Other Businesses

1. REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-16
  • S66 Uniform Combined State Law Examination
    2022-06-16

View on SEC IAPD

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Other Investors

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Luke Banks
David Mathews
MARILYN ANN EDDINGS
JAMES IRA MCCORMICK
MELANIE SHIRLEY DICKINSON
BRENNA ROSE PRITCHETT

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

More in Birmingham, AL

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