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Current Employers
Halo Investment Services, Llc

1129 Northern Blvd. Suite 404, Manhasset, NY 11030 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-10-06
  • IL RA
    APPROVED
    Since 2023-10-06

Branch Locations

1129 Northern Blvd. Suite 404, Manhasset, NY 11030 • United States

200 West Jackson Suite 1800, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Halo Securities, Llc Chicago IL 09/2021 12/2025
Robert Half Minneapolis MN 10/2019 05/2020
Wells Fargo Mortgage Minneapolis MN 05/2020 09/2021
Saint Mary'S University Saint Paul MN 08/2019 05/2021
Student Au Train MN 01/2011 08/2019
Halo Investment Services Llc Chicago IL 10/2023 Present
Halo Securities, Llc Chicago IL 01/2026 Present
  • 09/2021 → 12/2025
    Halo Securities, Llc
    Chicago, IL
  • 10/2019 → 05/2020
    Robert Half
    Minneapolis, MN
  • 05/2020 → 09/2021
    Wells Fargo Mortgage
    Minneapolis, MN
  • 08/2019 → 05/2021
    Saint Mary'S University
    Saint Paul, MN
  • 01/2011 → 08/2019
    Student
    Au Train, MN
  • 10/2023 → Present
    Chicago, IL
  • 01/2026 → Present
    Halo Securities, Llc
    Chicago, IL
Other Businesses

HALO INVESTMENT SERVICES, LLC INVESTMENT ADVISER INVESTMENT ADVISER REPRESENTATIVE SINCE 10/2023 INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-05
  • S66 Uniform Combined State Law Examination
    2023-10-05

View on SEC IAPD

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