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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-15 |
| AR | RA | APPROVED | 2025-12-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arkansas Filter | North Little Rock | AR | 10/2022 | 05/2024 |
| Verizon | Little Rock | AR | 10/2008 | 02/2021 |
| Criswell Wealth Management | Roland | AR | 11/2021 | 05/2022 |
| Unemployed | Maumelle | AR | 05/2022 | 10/2022 |
| Unemployed | Maumelle | AR | 02/2021 | 11/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2024 | 07/2025 |
| Northwestern Mutual Investment Services Llc | Little Rock | AR | 04/2025 | 07/2025 |
| Ameriprise Financial Services, Llc | Conway | AZ | 09/2025 | Present |
| Unemployed | Maumelle | AR | 08/2025 | 09/2025 |
Real Estate Ownership; Lot/Land; 1304 Arkansas 80, , Danville, AR, 72833; Not Investment-Related; 01/01/2020 / Lot/Land; 12052 Slo Fork Road, , Dardanelle, AR, 72834; Not Investment-Related; 07/30/2026. Business Ownership; TriAXelite Coaching, LLC; Owner; Coaching athletes; 3 Grant Cove, , Maumelle, AR, 72113; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Maumelle Lions Club and Maumelle Cubs Club; President; 1100 Edgewood Drive, , Maumelle, AR, 72113; Not Investment-Related; 05/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-18 |
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