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Mitchel Zev Katz-Winnick

Edelman Financial Engines

Phoenix, AZ

Seal Beach, CA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-13
TX RA APPROVED 2025-04-28
CA RA APPROVED 2024-06-18
  • AZ RA
    APPROVED
    Since 2025-06-13
  • TX RA
    APPROVED
    Since 2025-04-28
  • CA RA
    APPROVED
    Since 2024-06-18

Branch Locations

4742 N 24Th St Suite 400, Phoenix, AZ 85016 • United States

3020 Old Ranch Pkwy Suite 100, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Engines Advisors, L.L.C. Santa Clara CA 12/2022 04/2025
Erman Retirement Advisory Seal Beach CA 07/2022 12/2022
Morgan Stanley Long Beach CA 04/2022 07/2022
Tsg Wealth Management Long Beach CA 08/2021 04/2022
Chapman University Orange CA 08/2019 08/2020
In-N-Out Burger Long Beach CA 09/2018 04/2021
Student Orange CA 05/2014 05/2023
Edelman Financial Engines Santa Clara CA 04/2025 Present
  • 12/2022 → 04/2025
    Financial Engines Advisors, L.L.C.
    Santa Clara, CA
  • 07/2022 → 12/2022
    Erman Retirement Advisory
    Seal Beach, CA
  • 04/2022 → 07/2022
    Morgan Stanley
    Long Beach, CA
  • 08/2021 → 04/2022
    Tsg Wealth Management
    Long Beach, CA
  • 08/2019 → 08/2020
    Chapman University
    Orange, CA
  • 09/2018 → 04/2021
    In-N-Out Burger
    Long Beach, CA
  • 05/2014 → 05/2023
    Student
    Orange, CA
  • 04/2025 → Present
    Edelman Financial Engines
    Santa Clara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-18
  • S65 Uniform Investment Adviser Law Examination
    2024-06-18
Other Names
  • Mitchel Katz-Winnick
  • Mitchel Z Katz-Winnick

View on SEC IAPD

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