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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-02 |
| FL | RA | APPROVED | 2023-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 09/2021 | Present |
| Cambridge Investment Research Inc. | Fairfield | IA | 08/2022 | Present |
| Umatilla Middle School | Umatilla | FL | 10/2010 | 09/2021 |
| Central Florida Young Mens Christian Association | Orlando | FL | 01/2018 | 03/2020 |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 06/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF AN RIA. INV REL, 160 HR/MO- 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) CARTIER FINANCIAL, 510 W Montrose St, Clermont FL 34711, United States, 01/02/2025, IAR, DBA Name, INV REL, 160 HR/MO- 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-08 |
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