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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-06-09
  • FL RA
    APPROVED
    Since 2021-06-09

Branch Locations

726 E Hwy 50, Clermont, FL 34711 • United States

480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Clermont FL 07/2014 Present
Wells Fargo Advisors, Llc. Clermont FL 08/2016 11/2016
Wells Fargo Clearing Services, Llc Clermont FL 11/2016 Present
  • 07/2014 → Present
    Wells Fargo Bank Na
    Clermont, FL
  • 08/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Clermont, FL
  • 11/2016 → Present
    Clermont, FL
Other Businesses

WOODWORKING AND CARPENTRY, NOT INV RELATED, CLERMONT, FL, 100% OWNERSHIP, START 1/27/2020, 50 HOURS PER MONTH, ZERO DURING TRADING, CUSTOMER WOOD CREATIONS AND HANDYMAN SERVICES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-08
S63 Uniform Securities Agent State Law Examination 2016-10-19
  • S66 Uniform Combined State Law Examination
    2021-06-08
  • S63 Uniform Securities Agent State Law Examination
    2016-10-19
Other Names
  • Bennett Spartz

View on SEC IAPD

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