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Brendan M. Duffy

Strategic Advisers LLC

Sunnyvale, CA

San Francisco, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

398 W. El Camino Real Suite 102, Sunnyvale, CA 94087-1398 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of California, Irvine Irvine CA 06/2013 09/2018
Unemployed Newport Beach CA 10/2018 01/2019
Vanguard Aquatics Huntington Beach CA 01/2019 05/2020
Huntington Beach High School Huntington Beach CA 08/2019 12/2019
Unemployed Cupertino CA 05/2020 09/2021
Fidelity Investments Sunnyvale CA 09/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 06/2013 → 09/2018
    University Of California, Irvine
    Irvine, CA
  • 10/2018 → 01/2019
    Unemployed
    Newport Beach, CA
  • 01/2019 → 05/2020
    Vanguard Aquatics
    Huntington Beach, CA
  • 08/2019 → 12/2019
    Huntington Beach High School
    Huntington Beach, CA
  • 05/2020 → 09/2021
    Unemployed
    Cupertino, CA
  • 09/2021 → Present
    Fidelity Investments
    Sunnyvale, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-05-25 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Sunnyvale, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-05
  • S66 Uniform Combined State Law Examination
    2022-05-05
Other Names
  • Brendan Matthew Duffy

View on SEC IAPD

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Other Investors

Melissa M Drago
MARTIN LOPEZ
RYAN MICHAEL BROWN
ABHISHEK GUPTA
Xiaosheng Mei
Anastasia J Schmidt
BENJAMIN JAY LUNDQUIST
ALEXANDER KILIAN ECKERT

Other Offices

CHARLES SCHWAB & CO., INC. · Sunnyvale, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sunnyvale, CA
LPL FINANCIAL LLC · SUNNYVALE, CA
EDWARD JONES · SUNNYVALE, CA
SV TECH VENTURES, INC. · SUNNYVALE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sunnyvale, CA
U.S. BANCORP ADVISORS, LLC · Sunnyvale, CA
J.P. MORGAN SECURITIES LLC · SUNNYVALE, CA

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