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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-07-22
  • GA RA
    APPROVED
    Since 2025-07-22

Branch Locations

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

700 Hampton Green 1St Fl, Duluth, GA 30096 • United States

3400 Satellite Blvd, Duluth, GA 30096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Norcross GA 12/2017 07/2022
Georgia State University Atlanta GA 01/2014 03/2018
Usa Nails Fayetteville Fayetteville GA 06/2015 05/2017
City Nails Boulder CO 06/2017 08/2017
Bank Of America Corporation Norcross GA 12/2017 07/2022
Jpmorgan Chase Bank, N.A. Atlanta GA 06/2022 07/2025
J.P. Morgan Securities Llc Atlanta GA 06/2022 07/2025
Off The Chain Mtb Wears, Llc Lilburn GA 06/2022 07/2024
Wells Fargo Clearing Services, Llc. Duluth GA 07/2025 Present
Previous Registrations
Other Businesses

Entity Name: LeCroy's Organic Photography, LLC Investment related: No Address: Lilburn GA 30047 We are in the process of creating a website. When it is ready, the link will be lecroysorganicphotography.com Nature of the other business: Photography Position/Title/Relationship: Owner/Partner Start Date: 07/12/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a photography service business. My responsibility includes taking photographs, manage website, bookings and bookkeeping of our business. My role with the business is completely different from my current role at JPMC. Entity Name: L & T Woodstock Rental, LLC Investment related: No Address: Lilburn GA 30047 Nature of the other business: Real Estate Position/Title/Relationship: Employee/Contractor Start Date: 11/29/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Residential rental service. I help my parents with listing and handling administrative paperwork for their rental home. There is no connection between this business and JPMC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-17
  • S66 Uniform Combined State Law Examination
    2021-11-17
Other Names
  • Tien Thuy Huynh
  • Tien Huynh

View on SEC IAPD

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