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Sims Investment Management LLC CRD 169491
$305M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3322 Erie Ave. Suite 200, Cincinnati, OH 45208 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-09-16 |
Branch Locations
3322 Erie Ave. Suite 200, Cincinnati, OH 45208 • United States
Maineville, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Retail Center Management | Cincinnati | OH | 08/2011 | 12/2022 |
| Binturong Books | Cincinnati | OH | 09/2020 | Present |
| Sims Investment Management, Llc | Maineville | OH | 09/2021 | Present |
Author: receive royalties from online book retailers and payment for occasional speaking engagements. Receive commissions as Amazon Affiliate for purchases made through author website.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-16 |
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