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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-06-05
  • AZ RA
    APPROVED
    Since 2024-06-05

Branch Locations

Phoenix, AZ • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 12/2010 12/2016
Charles Schwab Bank Phoenix AZ 01/2011 12/2016
Wells Fargo Bank, N.A Gilbert AZ 01/2017 12/2021
Hilltop Holdings Mesa AZ 01/2022 11/2022
Unemployed None AZ 11/2022 03/2023
First Citizens Bank Phoenix AZ 03/2023 03/2024
First Citizens Investor Services Raleigh NC 03/2023 03/2024
Charles Schwab & Co., Inc Phoenix AZ 03/2024 Present
Charles Schwab Bank Ssb Phoenix AZ 03/2024 Present
  • 12/2010 → 12/2016
    Phoenix, AZ
  • 01/2011 → 12/2016
    Charles Schwab Bank
    Phoenix, AZ
  • 01/2017 → 12/2021
    Wells Fargo Bank, N.A
    Gilbert, AZ
  • 01/2022 → 11/2022
    Hilltop Holdings
    Mesa, AZ
  • 11/2022 → 03/2023
    Unemployed
    None, AZ
  • 03/2023 → 03/2024
    First Citizens Bank
    Phoenix, AZ
  • 03/2023 → 03/2024
    First Citizens Investor Services
    Raleigh, NC
  • 03/2024 → Present
    Phoenix, AZ
  • 03/2024 → Present
    Charles Schwab Bank Ssb
    Phoenix, AZ
Previous Registrations
  • 2011-01-13 → 2016-12-19
    Phoenix, AZ
  • 2008-07-07 → 2010-12-31
    Wells Fargo Investments, Llc
    Gilbert, AZ
    Scottsdale, AZ
    Fountain Hills, AZ
Other Businesses

1) JVWP LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|General Managing Member|4/13/2021|Less than 20|0|I am a 50% owner/member of this LLC with my sibling. The LLC owns a rental property that we inherited from our parents. The rental property is managed by a property manager. 1 hour monthly/0 during trading hours, I pay the bills for the property and manage all correspondence from the property manager.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-30
  • S66 Uniform Combined State Law Examination
    2024-05-30
Other Names
  • Kirsten Elizabeth Freeman
  • Kirsten Elizabeth Hancock
  • Kirsten Elizabeth Bray

View on SEC IAPD

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