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Christopher Abe Karam

Independent Financial Partners

Schaumburg, IL

CRD 3130298

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Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

Current Employers
Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-10-19
  • IL RA
    APPROVED
    Since 2010-10-19

Branch Locations

1515 E. Woodfield Rd. Ste 840, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sheridan Road Financial, Llc Northbrook IL 10/2007 12/2018
Lpl Financial Llc Northbrook IL 11/2010 07/2018
Independent Financial Partners Barrington IL 01/2011 Present
  • 10/2007 → 12/2018
    Sheridan Road Financial, Llc
    Northbrook, IL
  • 11/2010 → 07/2018
    Lpl Financial Llc
    Northbrook, IL
  • 01/2011 → Present
    Barrington, IL
Previous Registrations
  • 2010-09-29 → 2010-12-31
    Sheridan Road Advisors, Llc
    Northbrook, IL
  • 2008-03-03 → 2010-12-01
    Nrp Advisors, Inc.
    Northbrook, IL
  • 2007-11-12 → 2008-10-16
    Nrp Financial, Inc.
    Bryan, OH
    Northbrook, IL
Other Businesses

(1) Karam Capital Advisors (DBA); 1515 E. Woodfield Rd, Ste 840, IL 60173; Investment related; Registered Investment Advisor. (2) Cuba Township; Not Investment related; 28000 W. Cuba Rd, Barrington, IL 60010; Serving as a Supervisor of Cuba Township located in Barrington, Illinois. Oversee the operations and finances of the township; Start 8/7/2021; 12 hr/mo, 4 hrs/mo during trading hours. (3) Finspire, LLC; DBA; Investment related; 1515 E Woodfield Rd, Ste 840, Schaumburg, IL 60173; Owner; Oversee the investment management process including the manager research/due diligence and asset allocation modeling. Start 12/17/18; 160 hrs/mo, 100 hrs/mo during trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-03-31
S65 Uniform Investment Adviser Law Examination 2007-11-09
  • S63 Uniform Securities Agent State Law Examination
    2009-03-31
  • S65 Uniform Investment Adviser Law Examination
    2007-11-09

View on SEC IAPD

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