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Independent Financial Partners CRD 125112
$16.3B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2010-10-19 |
Branch Locations
1515 E. Woodfield Rd. Ste 840, Schaumburg, IL 60173 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sheridan Road Financial, Llc | Northbrook | IL | 10/2007 | 12/2018 |
| Lpl Financial Llc | Northbrook | IL | 11/2010 | 07/2018 |
| Independent Financial Partners | Barrington | IL | 01/2011 | Present |
(1) Karam Capital Advisors (DBA); 1515 E. Woodfield Rd, Ste 840, IL 60173; Investment related; Registered Investment Advisor. (2) Cuba Township; Not Investment related; 28000 W. Cuba Rd, Barrington, IL 60010; Serving as a Supervisor of Cuba Township located in Barrington, Illinois. Oversee the operations and finances of the township; Start 8/7/2021; 12 hr/mo, 4 hrs/mo during trading hours. (3) Finspire, LLC; DBA; Investment related; 1515 E Woodfield Rd, Ste 840, Schaumburg, IL 60173; Owner; Oversee the investment management process including the manager research/due diligence and asset allocation modeling. Start 12/17/18; 160 hrs/mo, 100 hrs/mo during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-03-31 |
| S65 | Uniform Investment Adviser Law Examination | 2007-11-09 |
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