Nick Nguyen

Employer firm

Umb Private Wealth Management, LLC CRD 306374

$125M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → 05/2022
  Keen Wealth Advisors
  Overland Park, KS
• 12/2018 → 07/2021
  Bambu
  Kansas City, MO
• 01/2016 → 07/2021
  Regal Nails
  Gardner, KS
• 05/2022 → 11/2025
  Keen Wealth Advisors
  Overland Park, KS
• 01/2026 → Present
  Umb Bank, N.A.
  Kansas City, MO
• 05/2026 → Present
  Umb Private Wealth Management, Llc
  Kansas City, MO

Previous Registrations

• 2022-06-03 → 2025-12-02
  Keen Wealth Advisors
  Overland Park, KS
  Overland Park, KS

Other Businesses

UMB Bank, investment related, 1010 Grand Blvd 3rd FL Kansas City, MO 64106, investment research/trading, 01/2026, 140 hours per month, 120 hours per month during trading, duties include research of possible investment related vehicles, analyzing market trends, monitoring portfolio risk exposure as needed, executing trades and providing support services to other investment team members

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-29

Other Names

• Nick Man Minh Nguyen