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Hipolita Y Garcia Piota

Morgan Stanley

Alpharetta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-01
GA RA APPROVED 2024-06-28
  • TX RA
    APPROVED_RES
    Since 2024-07-01
  • GA RA
    APPROVED
    Since 2024-06-28

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Alpharetta GA 09/2021 Present
Palmerhouse Properties Atlanta GA 10/2020 09/2021
Keller Williams Midtown Atlanta GA 07/2020 10/2020
Keller Williams Peachtree Road Atlanta GA 07/2019 12/2020
American Express Atlanta GA 08/2015 06/2019
  • 09/2021 → Present
    Morgan Stanley Smith Barney Llc
    Alpharetta, GA
  • 10/2020 → 09/2021
    Palmerhouse Properties
    Atlanta, GA
  • 07/2020 → 10/2020
    Keller Williams Midtown
    Atlanta, GA
  • 07/2019 → 12/2020
    Keller Williams Peachtree Road
    Atlanta, GA
  • 08/2015 → 06/2019
    American Express
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-27
S63 Uniform Securities Agent State Law Examination 2024-05-31
  • S66 Uniform Combined State Law Examination
    2024-06-27
  • S63 Uniform Securities Agent State Law Examination
    2024-05-31

View on SEC IAPD

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