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Jack Dowling

Ubs Financial Services Inc.

Cincinnati, OH

Terrace Park, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-07-26
  • TN RA
    APPROVED
    Since 2022-07-26

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Terrace Park, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Middlebury College Middlebury VT 09/2015 02/2021
Indian Hill Club Cincinnati OH 05/2017 07/2017
Stryker Corporation Kalamazoo MI 06/2018 08/2018
Indian Hill Club Cincinnati OH 05/2019 07/2019
Ubs Cincinnati OH 09/2021 Present
Extended Travel Cincinnati OH 05/2021 08/2021
  • 09/2015 → 02/2021
    Middlebury College
    Middlebury, VT
  • 05/2017 → 07/2017
    Indian Hill Club
    Cincinnati, OH
  • 06/2018 → 08/2018
    Stryker Corporation
    Kalamazoo, MI
  • 05/2019 → 07/2019
    Indian Hill Club
    Cincinnati, OH
  • 09/2021 → Present
    Ubs
    Cincinnati, OH
  • 05/2021 → 08/2021
    Extended Travel
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-22
  • S66 Uniform Combined State Law Examination
    2022-07-22

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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