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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-08
SC RA APPROVED 2022-06-15
  • TX RA
    APPROVED_RES
    Since 2025-11-08
  • SC RA
    APPROVED
    Since 2022-06-15

Branch Locations

806 Powdersville Rd Ste E, Easley, SC 29642-1980 • United States

12 Maple Tree Ct Ste 201, Greenville, SC 29615 • United States

Greenville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Greenville SC 09/2021 Present
Self-Employed Greenville SC 05/2010 09/2021
Other Businesses

Real Estate Ownership; Lot/Land; 159 Jocassee Point Road, , Salem, SC, 29676; Investment-Related; 07/31/2026. Business Ownership; Opulent Strategies LLC; Owner; Consulting; 2920 State Park Road, , Greenville, SC, 29609; Not Investment-Related; 03/06/2025; 20 to 39 hours per month; 20 to 39 during trading hours / Upstate Holiday Lights, LLC; Co-owner; I will be a part owner of a holiday light instillation company.; 2920 State Park Road, , Greenville, SC, 29609; Not Investment-Related; 07/04/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Luccia & Associates; Employee; Ownes our Ameriprise business; 12 Maple Tree Court, Suite 201, Greenville, SC, 29615; Investment-Related; 09/01/2021; 40 to 59 hours per month; 20 to 39 during trading hours / Opulent Strategies LLC; Owner; Business Consulting and management; 2920 State Park Road, , Greenville, SC, 29609; Not Investment-Related; 03/06/2025; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-13
  • S66 Uniform Combined State Law Examination
    2022-06-13

View on SEC IAPD

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