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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-09-18 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
26400 Lahser, Ste. 312, Southfield, MI 48033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pharmaco | Detroit | MI | 09/2020 | 04/2021 |
| Ulliance Inc. | Troy | MI | 07/2020 | 12/2020 |
| Tastet, Llc | Las Vegas | NV | 03/2020 | 09/2020 |
| Ulliance Inc. | Troy | MI | 03/2018 | 02/2019 |
| University Of Michigan - Ann Arbor | Ann Arbor | MI | 08/2013 | 12/2017 |
| Extended Travel | Troy | MI | 12/2017 | 03/2018 |
| Extended Travel | Rose City | MI | 04/2021 | 07/2021 |
| Extended Travel | Rose City | MI | 02/2019 | 03/2020 |
| Kestra Investment Services, Llc | Southfield | MI | 07/2021 | Present |
Business Name: THE BAKER GROUP POSI: Broker NOB: Insurance INV REL: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 24 START DATE: 07/19/2021 ADDRESS: 26400 Lahser, Suite 312, Southfield MI 48033 DESC: Will be shopping to find the best product for customers. Also help place those clients with the appropriate insurance carrier. Business Name: SHARKEY CAPITAL LLC POSI: Owner NOB: Tax Entity INV REL: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/04/2023 ADDRESS: 215 Hawk Ridge Dr., Clarkston MI 48348 DESC: Tax entity for income earned. Business Name: KESTRA ADVISORY SERVICES POSI: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/08/2021 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESC: IAR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-13 |
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