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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-09-18
  • MI RA
    APPROVED
    Since 2024-09-18

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

26400 Lahser, Ste. 312, Southfield, MI 48033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pharmaco Detroit MI 09/2020 04/2021
Ulliance Inc. Troy MI 07/2020 12/2020
Tastet, Llc Las Vegas NV 03/2020 09/2020
Ulliance Inc. Troy MI 03/2018 02/2019
University Of Michigan - Ann Arbor Ann Arbor MI 08/2013 12/2017
Extended Travel Troy MI 12/2017 03/2018
Extended Travel Rose City MI 04/2021 07/2021
Extended Travel Rose City MI 02/2019 03/2020
Kestra Investment Services, Llc Southfield MI 07/2021 Present
  • 09/2020 → 04/2021
    Pharmaco
    Detroit, MI
  • 07/2020 → 12/2020
    Ulliance Inc.
    Troy, MI
  • 03/2020 → 09/2020
    Tastet, Llc
    Las Vegas, NV
  • 03/2018 → 02/2019
    Ulliance Inc.
    Troy, MI
  • 08/2013 → 12/2017
    University Of Michigan - Ann Arbor
    Ann Arbor, MI
  • 12/2017 → 03/2018
    Extended Travel
    Troy, MI
  • 04/2021 → 07/2021
    Extended Travel
    Rose City, MI
  • 02/2019 → 03/2020
    Extended Travel
    Rose City, MI
  • 07/2021 → Present
    Kestra Investment Services, Llc
    Southfield, MI
Other Businesses

Business Name: THE BAKER GROUP POSI: Broker NOB: Insurance INV REL: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 24 START DATE: 07/19/2021 ADDRESS: 26400 Lahser, Suite 312, Southfield MI 48033 DESC: Will be shopping to find the best product for customers. Also help place those clients with the appropriate insurance carrier. Business Name: SHARKEY CAPITAL LLC POSI: Owner NOB: Tax Entity INV REL: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/04/2023 ADDRESS: 215 Hawk Ridge Dr., Clarkston MI 48348 DESC: Tax entity for income earned. Business Name: KESTRA ADVISORY SERVICES POSI: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/08/2021 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESC: IAR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-12
S63 Uniform Securities Agent State Law Examination 2023-07-13
  • S65 Uniform Investment Adviser Law Examination
    2024-09-12
  • S63 Uniform Securities Agent State Law Examination
    2023-07-13

View on SEC IAPD

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