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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-11-18
  • WA RA
    APPROVED
    Since 2025-11-18

Branch Locations

600 5Th Ave. S, Ste. 107, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmc Bank Na (Northwest) Seattle WA 11/2016 Present
J.P. Morgan Securities Llc Seattle WA 08/2021 Present
Unemployed Seattle WA 07/2015 10/2016
  • 11/2016 → Present
    Jpmc Bank Na (Northwest)
    Seattle, WA
  • 08/2021 → Present
    Seattle, WA
  • 07/2015 → 10/2016
    Unemployed
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-02
S63 Uniform Securities Agent State Law Examination 2022-01-24
  • S66 Uniform Combined State Law Examination
    2024-08-02
  • S63 Uniform Securities Agent State Law Examination
    2022-01-24

View on SEC IAPD

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