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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-05
VA RA APPROVED 2005-05-03
  • TX RA
    APPROVED
    Since 2020-08-05
  • VA RA
    APPROVED
    Since 2005-05-03

Branch Locations

1108 Eden Sq, Chesapeake, VA 23320 • United States

Virginia Bch, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chesapeake VA 08/2005 03/2020
Ameriprise Financial Services, Llc Chesapeake VA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 1108 Eden Square, , Chesapeake, VA, 23320; ; 09/30/2019 / Single Family; 1110 Eden Square, , Chesapeake, VA, 23320; ; 09/30/2019 / Single Family; 3425 Windy Ridge Drive NE, , Cleveland, TN, 37312; ; 05/25/2023 / Single Family; 2205 Bizzone Circle Virginia Beach VA, 23464, ,; Not Investment-Related; 09/07/2008. Business Ownership; CLK Tax Service; It is my wife's business. I help her with the preparation of tax returns.; Tax Preparation; 1110 Eden Square, , Chesapeake, VA, 23320; Not Investment-Related; 03/01/2013; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-02
  • S66 Uniform Combined State Law Examination
    2005-05-02
Other Names
  • Charles Jacob Smith
  • Jake Lovelace

View on SEC IAPD

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