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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-04-25 |
| NV | RA | APPROVED | 2022-02-04 |
| TX | RA | APPROVED | 2022-01-25 |
Branch Locations
1200 Westlake Ave N Ste 603, Seattle, WA 98109 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Las Vegas | NV | 09/2021 | Present |
| Caesars Entertainment | Las Vegas | NV | 10/2004 | 01/2021 |
| University Of Nevada, Las Vegas | Las Vegas | NV | 01/2018 | 05/2021 |
| Unemployed | Las Vegas | NV | 01/2021 | 09/2021 |
Outside Employment; Frontline Group, Inc; AFA; Manage advisory business; 1200 Westlake Ave N. , Ste. 603, Seattle, WA, 98109; Investment-Related; 04/17/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-21 |
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