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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-20
  • TX RA
    APPROVED
    Since 2022-04-20

Branch Locations

4200 Amon Carter Blvd Ci Client Services, Fort Worth, TX 76155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Southlake TX 03/2010 Present
Bank Of America, N.A. Southlake TX 11/2021 Present
Other Businesses

I*833230 For profit or not for profit: Entity For Profit Name of outside business organization: Neet Llc Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 1/1/2017 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , It is a Threading Salon , but never actually opened. If it ever does, I will be managing it.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-19
  • S66 Uniform Combined State Law Examination
    2022-04-19
Other Names
  • Puneet Kaur

View on SEC IAPD

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