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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-07-12
  • WA RA
    APPROVED
    Since 2022-07-12

Branch Locations

400 S Jefferson, Spokane, WA 99204 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Service Inc Fort Worth TX 09/2021 06/2022
General Dynamics Information Technology Falls Church VA 06/2016 06/2021
Unemployed Spokane WA 06/2021 09/2021
Us Army Virginia National Guard Fredericksburg VA 06/2016 06/2021
Us Army Washington National Guard Spokane WA 06/2021 Present
First Command Spokane WA 05/2022 Present
First Command Brokerage Services, Inc Fort Worth TX 06/2022 Present
First Command Advisory Services, Inc. Fort Worth TX 06/2022 Present
First Command Insurance Services, Inc. Fort Worth TX 06/2022 Present
  • 09/2021 → 06/2022
    First Command Brokerage Service Inc
    Fort Worth, TX
  • 06/2016 → 06/2021
    General Dynamics Information Technology
    Falls Church, VA
  • 06/2021 → 09/2021
    Unemployed
    Spokane, WA
  • 06/2016 → 06/2021
    Us Army Virginia National Guard
    Fredericksburg, VA
  • 06/2021 → Present
    Us Army Washington National Guard
    Spokane, WA
  • 05/2022 → Present
    First Command
    Spokane, WA
  • 06/2022 → Present
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 06/2022 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 06/2022 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: US Army National Guard ; Whether the business is investment-related: No ; Address of the other business: 2501 Airport Ln Yakima, WA 98903 ; Nature of the other business: Military ; Your position, title, or relationship with the other business: Signal Officer ; The start date of your relationship: 6/17/2016 ; The approximate number of hours/month you devote to the other business: 21 to 40 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Plan training, conduct missions, Soldier care, communications planning

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-24
  • S66 Uniform Combined State Law Examination
    2022-05-24

View on SEC IAPD

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