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David Benjamin Mills

First Trust Advisors LP

Austin, TX

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-01-26
TX RA APPROVED 2022-01-26
  • IL RA
    APPROVED
    Since 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

Ibc Building 500 West 5Th Street, 8Th Floor, Austin, TX 78701 • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dickinson High School Dickinson TX 08/2011 05/2017
College Of The Mainland Texas City TX 08/2017 01/2018
University Of Houston Houston TX 01/2018 05/2021
League City Parks And Rec. League City TX 07/2016 08/2021
First Trust Portfolios L.P. Wheaton IL 08/2021 Present
First Trust Advisors L.P. Wheaton IL 08/2021 Present
  • 08/2011 → 05/2017
    Dickinson High School
    Dickinson, TX
  • 08/2017 → 01/2018
    College Of The Mainland
    Texas City, TX
  • 01/2018 → 05/2021
    University Of Houston
    Houston, TX
  • 07/2016 → 08/2021
    League City Parks And Rec.
    League City, TX
  • 08/2021 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 08/2021 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-25
S63 Uniform Securities Agent State Law Examination 2022-01-07
  • S65 Uniform Investment Adviser Law Examination
    2022-01-25
  • S63 Uniform Securities Agent State Law Examination
    2022-01-07

View on SEC IAPD

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JAMES S. MARROQUIN, CFP
OSAIC WEALTH, INC.

Other Investors

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ALEXANDER BURTON YEAGER
Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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