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Carleen B Harbin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Kingsport, TN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-09-11
TX RA APPROVED 2023-09-11
  • TN RA
    APPROVED
    Since 2023-09-11
  • TX RA
    APPROVED
    Since 2023-09-11

Branch Locations

7 Sheridan Sq, Kingsport, TN 37660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R W Baird Kingsport TN 09/2021 09/2023
Wood Construction & Remodeling Johnson City TN 07/2020 09/2021
Finer Things For Her Kingsport TN 10/2016 04/2020
Studio 21 Hair Salon Weber City VA 06/2015 10/2016
Unemployed Kingsport TN 04/2020 07/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kingsport TN 09/2013 Present
  • 09/2021 → 09/2023
    R W Baird
    Kingsport, TN
  • 07/2020 → 09/2021
    Wood Construction & Remodeling
    Johnson City, TN
  • 10/2016 → 04/2020
    Finer Things For Her
    Kingsport, TN
  • 06/2015 → 10/2016
    Studio 21 Hair Salon
    Weber City, VA
  • 04/2020 → 07/2020
    Unemployed
    Kingsport, TN
  • 09/2013 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Kingsport, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-27
  • S66 Uniform Combined State Law Examination
    2023-03-27
Other Names
  • Carleen Forster
  • Carleen B Forster

View on SEC IAPD

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LPL FINANCIAL LLC · KINGSPORT, TN
AMERIPRISE FINANCIAL SERVICES, LLC · Kingsport, TN
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ADVIPARTNER, LLC · KINGSPORT, TN
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