Joseph Brian Siwek

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → 02/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 07/2011 → 02/2019
  Bank Of America, N.A.
  Chicago, IL
• 02/2019 → Present
  Morgan Stanley Smith Barney Llc
  Oak Brook, IL
• 02/2019 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2008-11-25 → 2019-02-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 2005-05-25 → 2008-12-19
  Ubs Financial Services Inc.
  Naperville, IL
  Naperville, IL

Exams

• S66 Uniform Combined State Law Examination
  2005-05-24

Other Names

• Joseph Siwek
• Joseph Brian Siwek