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431 Geneva National Ave S, Lake Geneva, WI 53147-4881 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-20 |
| WI | RA | APPROVED | 2024-07-23 |
Branch Locations
431 Geneva National Ave S, Lake Geneva, WI 53147-4881 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adams Power | Elkhorn | WI | 06/2021 | 09/2021 |
| Pizza Hut | Monroe | WI | 06/2020 | 09/2020 |
| Colony Brands | Monroe | WI | 06/2019 | 09/2019 |
| Colony Brands | Monroe | WI | 06/2018 | 09/2018 |
| Klondike Cheese Company | Monroe | WI | 06/2017 | 08/2017 |
| Monroe High School | Monroe | WI | 09/2014 | 06/2018 |
| University Of Wisconsin-Whitewater | Whitewater | WI | 09/2018 | 05/2019 |
| University Of Wisconsin-Whitewater | Whitewater | WI | 09/2019 | 05/2020 |
| University Of Wisconsin-Whitewater | Whitewater | WI | 09/2020 | 05/2021 |
| Raymond James Financial Services, Inc | Lake Geneva | WI | 09/2021 | 12/2021 |
| Raymond James Financial Services, Inc | Lake Geneva | WI | 12/2021 | 09/2024 |
| Form Wealth Advisors | Lake Geneva | WI | 09/2021 | 07/2024 |
| Raymond James Financial Services Advisors, Inc | Lake Geneva | WI | 04/2022 | 09/2024 |
| Form Wealth Advisors, Llc | Lake Geneva | WI | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-25 |
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