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820 Geneva Parkway North Suite 106, Lake Geneva, WI 53147 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-06-20 |
Branch Locations
820 Geneva Parkway North Suite 106, Lake Geneva, WI 53147 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thomas E. Rowe, Accountant | Lasalle | IL | 07/1977 | Present |
| Sterne Agee Financial Services, Inc. | La Salle | IL | 09/2014 | 06/2017 |
| Sterne Agee Investment Advisor Services, Inc. | Birmingham | AL | 01/2015 | 06/2017 |
| Geneva Partners, Llc | Lake Geneva | WI | 06/2017 | Present |
ROWE FINANCIAL SERVICES, 205 PERSHING ROAD, LASALLE, IL 61301: SOLE PROPRIETORSHIP, NATURE OF BUS: INSURANCE AGENCY & TAX PREPERATION, TITLE: INSURANCE AGENT & REGISTERED TAX PREPARER, DUTIES: SALE OF LIFE INS/FIXED/INDEX ANNUITIES & PREPARE TAXES, TIME SPENT: 20%/100%, COMPENSATION: 1099/CASH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-04 |
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