Thomas Eugene Rowe

Employer firm

Geneva Partners, LLC CRD 130768

$424M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1977 → Present
  Thomas E. Rowe, Accountant
  Lasalle, IL
• 09/2014 → 06/2017
  Sterne Agee Financial Services, Inc.
  La Salle, IL
• 01/2015 → 06/2017
  Sterne Agee Investment Advisor Services, Inc.
  Birmingham, AL
• 06/2017 → Present
  Geneva Partners, Llc
  Lake Geneva, WI

Previous Registrations

• 2017-06-20 → 2017-12-31
  Geneva Partners, Llc
  Lasalle, IL
• 2015-01-30 → 2017-06-23
  Stonex Advisors Inc.
  Birmingham, AL
• 2006-08-18 → 2015-01-30
  Wrp Investments, Inc.
  La Salle, IL
  Youngstown, OH
  Youngstown, OH

Other Businesses

ROWE FINANCIAL SERVICES, 205 PERSHING ROAD, LASALLE, IL 61301: SOLE PROPRIETORSHIP, NATURE OF BUS: INSURANCE AGENCY & TAX PREPERATION, TITLE: INSURANCE AGENT & REGISTERED TAX PREPARER, DUTIES: SALE OF LIFE INS/FIXED/INDEX ANNUITIES & PREPARE TAXES, TIME SPENT: 20%/100%, COMPENSATION: 1099/CASH

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-15
• S63 Uniform Securities Agent State Law Examination
  1992-11-04