Best Investors Account Sign in
Inactive

Steven Perry Schwefel

Geneva Partners, LLC

Lake Geneva, WI

Claim This Profile
Current Employers
Geneva Partners, Llc

820 Geneva Parkway North Suite 106, Lake Geneva, WI 53147 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2018-01-29
IL RA APPROVED 2012-04-18
  • WI RA
    APPROVED
    Since 2018-01-29
  • IL RA
    APPROVED
    Since 2012-04-18

Branch Locations

820 Geneva Parkway North Suite 106, Lake Geneva, WI 53147 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Geneva Partners, Llc Lake Geneva WI 04/2010 Present
Previous Registrations
  • 2010-04-08 → 2017-12-31
    Geneva Partners, Llc
    Lake Geneva, WI
  • 2015-01-30 → 2016-04-18
    Stonex Advisors Inc.
    Birmingham, AL
  • 2004-03-03 → 2015-01-30
    Wrp Investments, Inc.
    Lake Geneva, WI
    Youngstown, OH
    Youngstown, OH
  • 2003-01-08 → 2004-04-07
    Hedeker Wealth Llc
    Deerfield, IL
  • 2002-05-28 → 2003-12-09
    Qa3 Financial Llc
    Deerfield, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-14
S63 Uniform Securities Agent State Law Examination 1984-12-03
  • S65 Uniform Investment Adviser Law Examination
    1992-10-14
  • S63 Uniform Securities Agent State Law Examination
    1984-12-03

View on SEC IAPD

Other Firms

EDWARD JONES
STACKSTONE WEALTH, LLC
BEACON POINTE ADVISORS, LLC
KRAMER INVESTMENT SERVICES, LLC
U.S. BANCORP ADVISORS, LLC
HARBOUR INVESTMENTS, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
J.P. MORGAN SECURITIES LLC

Other Investors

VALERIE ANN LAMP
SCOTT GREGORY FARROW
Dean Robert Schwefel
LOREN TERRY COOK
THOMAS EUGENE ROWE
MARK STEPHAN MCCURRY
Grant Seitz
Steven Joseph Lois

Other Offices

EDWARD JONES · LAKE GENEVA, WI
STACKSTONE WEALTH, LLC · LAKE GENEVA, WI
BEACON POINTE ADVISORS, LLC · Lake Geneva, WI
KRAMER INVESTMENT SERVICES, LLC · LAKE GENEVA, WI
U.S. BANCORP ADVISORS, LLC · Lake Geneva, WI
HARBOUR INVESTMENTS, INC. · Lake Geneva, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LAKE GENEVA, WI
J.P. MORGAN SECURITIES LLC · LAKE GENEVA, WI

More in Lake Geneva, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor