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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-18 |
| GA | RA | APPROVED | 2021-10-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America | Chamblee | GA | 10/2018 | 08/2021 |
| Great China | Sugar Hill | GA | 05/2018 | 10/2018 |
| University At Buffalo | Buffalo | NY | 08/2014 | 05/2018 |
| Merrill Lynch, Pierce Fenner & Smith Incorporated | Gainesville | GA | 08/2021 | Present |
| Bank Of America, N.A. | Gainesville | GA | 10/2021 | Present |
I*1259278 For profit or not for profit: Name of outside business organization: XIUJUAN INC Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , None
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-12 |
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