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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-17
RI RA APPROVED 2023-02-06
  • TX RA
    APPROVED
    Since 2023-02-17
  • RI RA
    APPROVED
    Since 2023-02-06

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Cranston, RI • United States

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 02/2020 Present
Blend Pvd Providence RI 06/2017 12/2019
Orchard View Manor East Providence RI 06/2016 04/2019
Unemployed Providence RI 12/2019 02/2020
Rhode Island College Providence RI 01/2012 05/2018
Bank Of America, N.A. Lincoln RI 01/2024 Present
  • 02/2020 → Present
    Lincoln, RI
  • 06/2017 → 12/2019
    Blend Pvd
    Providence, RI
  • 06/2016 → 04/2019
    Orchard View Manor
    East Providence, RI
  • 12/2019 → 02/2020
    Unemployed
    Providence, RI
  • 01/2012 → 05/2018
    Rhode Island College
    Providence, RI
  • 01/2024 → Present
    Bank Of America, N.A.
    Lincoln, RI
Other Businesses

I*763276 For profit or not for profit: Entity For Profit Name of outside business organization: Top Shelf Building and Design LLC Investment related: N Address of business: Cranston, Rhode Island, 02920 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner","Other"], Start date of relationship: 1/6/2022 Number of hours devoted: 0 hour(s) Weekly Number of hours devoted during trading hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-03
  • S66 Uniform Combined State Law Examination
    2023-02-03
Other Names
  • Joana Elicia Mcfarlane
  • Joana E Gesualdi
  • Joana E Mcfarlane

View on SEC IAPD

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