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Caleb Arthur Moore

Mathies Financial Partners

Pueblo, CO

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Current Employers
Mathies Financial Partners

540 E. Abriendo Avenue Suite B, Pueblo, CO 81004 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-12-01
  • CO RA
    APPROVED
    Since 2021-12-01

Branch Locations

540 E. Abriendo Avenue Suite B, Pueblo, CO 81004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mathies Financial Partners Colorado Springs CO 08/2021 Present
Big R Pueblo West CO 11/2020 02/2022
Symmetry Financial Pueblo West CO 08/2020 11/2020
Colorado Department Of Corrections Canon City CO 02/1999 07/2020
  • 08/2021 → Present
    Mathies Financial Partners
    Colorado Springs, CO
  • 11/2020 → 02/2022
    Big R
    Pueblo West, CO
  • 08/2020 → 11/2020
    Symmetry Financial
    Pueblo West, CO
  • 02/1999 → 07/2020
    Colorado Department Of Corrections
    Canon City, CO
Other Businesses

Independent insurance agent, same location, approximately 10 hours per month, selling insurance products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-01
  • S65 Uniform Investment Adviser Law Examination
    2021-12-01

View on SEC IAPD

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