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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-03-12 |
| TX | RA | APPROVED | 2021-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Prattville | AL | 05/2009 | 03/2021 |
| 1St Comm. Bank Of Central Al | Prattville | AL | 05/2009 | 03/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Montgomery | AL | 03/2021 | Present |
| Bank Of America, N.A. | Montgomery | AL | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-06 |
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