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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-02-23
  • CO RA
    APPROVED
    Since 2022-02-23

Branch Locations

143 Union Blvd, Lakewood, CO 80228 • United States

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Greenwood CO 08/2021 Present
Wells Fargo Bank, Na Greenwood CO 10/2018 Present
Regions Bank Pelham AL 07/2016 09/2018
First Western Denver CO 04/2021 08/2021
  • 08/2021 → Present
    Greenwood, CO
  • 10/2018 → Present
    Wells Fargo Bank, Na
    Greenwood, CO
  • 07/2016 → 09/2018
    Regions Bank
    Pelham, AL
  • 04/2021 → 08/2021
    First Western
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-23
  • S66 Uniform Combined State Law Examination
    2022-02-23

View on SEC IAPD

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