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David Gunn Pradat

Ae Wealth Management, LLC

Birmingham, AL

CRD 7432221

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Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-06-16
  • AL RA
    APPROVED
    Since 2025-06-16

Branch Locations

2057 Valleydale Rd Ste 200, Birmingham, AL 35244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Freeland Security & Associates Tuscaloosa AL 10/2018 12/2018
Jos A Bank Tuscaloosa AL 08/2019 08/2020
Men's Wearhouse Tuscaloosa AL 08/2020 08/2021
Fis Birmingham AL 08/2020 03/2021
Northwestern Mutual Tuscaloosa AL 08/2021 10/2024
Freedom Financial Group Birmingham AL 10/2024 Present
Ae Wealth Management, Llc Topeka KS 06/2025 Present
Student Tuscaloosa AL 08/2014 05/2019
  • 10/2018 → 12/2018
    Freeland Security & Associates
    Tuscaloosa, AL
  • 08/2019 → 08/2020
    Jos A Bank
    Tuscaloosa, AL
  • 08/2020 → 08/2021
    Men's Wearhouse
    Tuscaloosa, AL
  • 08/2020 → 03/2021
    Fis
    Birmingham, AL
  • 08/2021 → 10/2024
    Northwestern Mutual
    Tuscaloosa, AL
  • 10/2024 → Present
    Freedom Financial Group
    Birmingham, AL
  • 06/2025 → Present
    Topeka, KS
  • 08/2014 → 05/2019
    Student
    Tuscaloosa, AL
Other Businesses

Freedom Financial; Yes Investment Related; 2057 Valleydale Rd Suite 200, Birmingham AL 35244; Sell insurance and annuities; Back Office Specialist 1; 10/21/2024; Approx. 160hrs/Mo; Approx. 130hrs/Mo during Securities Trading Hours; Selling insurance and annuities to clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-24
  • S65 Uniform Investment Adviser Law Examination
    2025-01-24
Other Names
  • Gunn Pradat

View on SEC IAPD

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