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Stephan James Giffin

Ameriprise Financial Services, LLC

Yardley, PA

Marlton, NJ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-03
NJ RA APPROVED 2022-03-01
PA RA APPROVED 2022-03-01
  • TX RA
    APPROVED
    Since 2022-06-03
  • NJ RA
    APPROVED
    Since 2022-03-01
  • PA RA
    APPROVED
    Since 2022-03-01

Branch Locations

33 S Delaware Ave Ste 204D, Yardley, PA 19067 • United States

Marlton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Ameriprise Financial Services, Llc PA 09/2021 Present
Rocco's Collision Blackwood NJ 03/2021 09/2021
Caliber Collision Levittown PA 05/2018 03/2021
Bill Worrell's Auto Body Levittown PA 06/2017 05/2018
Faulkner Collision Philadelphia PA 08/2016 06/2017
  • 09/2021 → Present
    Ameriprise Financial Services, Llc
    Ameriprise Financial Services, Llc, PA
  • 03/2021 → 09/2021
    Rocco's Collision
    Blackwood, NJ
  • 05/2018 → 03/2021
    Caliber Collision
    Levittown, PA
  • 06/2017 → 05/2018
    Bill Worrell's Auto Body
    Levittown, PA
  • 08/2016 → 06/2017
    Faulkner Collision
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-25
  • S66 Uniform Combined State Law Examination
    2022-02-25
Other Names
  • Steve Giffin
  • Stephan Giffin

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Yardley, PA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · YARDLEY, PA
OSAIC WEALTH, INC. · YARDLEY, PA
MML INVESTORS SERVICES, LLC · Yardley, PA
VENTURA WEALTH MANAGEMENT · YARDLEY, PA
LPL FINANCIAL LLC · YARDLEY, PA
ALLSTATE FINANCIAL ADVISORS, LLC · Yardley, PA
CROSSOVER CAPITAL · YARDLEY, PA

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