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Shane Thomas Mclaughlin

Wells Fargo Clearing Services, LLC

Mclean, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2011-05-06
VA RA APPROVED 2007-12-04
  • DC RA
    APPROVED
    Since 2011-05-06
  • VA RA
    APPROVED
    Since 2007-12-04

Branch Locations

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Richmond VA 06/2004 Present
Wells Fargo Advisors Llc Washington DC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Washington DC 11/2016 Present
  • 06/2004 → Present
    Wachovia Bank, N.A.
    Richmond, VA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Washington, DC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-03
S63 Uniform Securities Agent State Law Examination 2005-06-11
  • S65 Uniform Investment Adviser Law Examination
    2007-12-03
  • S63 Uniform Securities Agent State Law Examination
    2005-06-11
Other Names
  • Shane Mclaughlin

View on SEC IAPD

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