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Dymon James Gainey

Charles Schwab & Co., Inc.

Thousand Oaks, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-03
  • CA RA
    APPROVED
    Since 2025-02-03

Branch Locations

650 S Westlake Boulevard, Thousand Oaks, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robinhood Financial, Llc Tempe AZ 09/2021 10/2022
Carvana Co. Tempe AZ 07/2021 10/2021
Upstart Personal Loan Operation Columbus OH 01/2021 07/2021
Visionworks Columbus OH 06/2019 09/2021
Recreational Equipment Incorporation Columbus OH 07/2019 06/2020
Taco Bell Columbus OH 06/2018 07/2019
Kroger Columbus OH 09/2017 05/2018
Student Westerville OH 01/2015 08/2017
Student Westerville OH 02/2018 06/2018
Student Westerville OH 02/2019 05/2019
Robinhood Markets, Inc Tempe AZ 09/2021 10/2022
Charles Schwab & Co., Inc. Thousand Oaks CA 10/2022 Present
Wells Fargo Chandler AZ 10/2022 10/2022
Charles Schwab Bank, Ssb Thousand Oaks CA 10/2024 Present
  • 09/2021 → 10/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 07/2021 → 10/2021
    Carvana Co.
    Tempe, AZ
  • 01/2021 → 07/2021
    Upstart Personal Loan Operation
    Columbus, OH
  • 06/2019 → 09/2021
    Visionworks
    Columbus, OH
  • 07/2019 → 06/2020
    Recreational Equipment Incorporation
    Columbus, OH
  • 06/2018 → 07/2019
    Taco Bell
    Columbus, OH
  • 09/2017 → 05/2018
    Kroger
    Columbus, OH
  • 01/2015 → 08/2017
    Student
    Westerville, OH
  • 02/2018 → 06/2018
    Student
    Westerville, OH
  • 02/2019 → 05/2019
    Student
    Westerville, OH
  • 09/2021 → 10/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 10/2022 → Present
    Charles Schwab & Co., Inc.
    Thousand Oaks, CA
  • 10/2022 → 10/2022
    Wells Fargo
    Chandler, AZ
  • 10/2024 → Present
    Charles Schwab Bank, Ssb
    Thousand Oaks, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-02
S63 Uniform Securities Agent State Law Examination 2022-02-10
  • S65 Uniform Investment Adviser Law Examination
    2025-02-02
  • S63 Uniform Securities Agent State Law Examination
    2022-02-10
Other Names
  • Dymon James Gainey
  • Dymon Gainey

View on SEC IAPD

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IBN ASSET MANAGEMENT, LLC · THOUSAND OAKS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Thousand Oaks, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Thousand Oaks, CA
LPL FINANCIAL LLC · THOUSAND OAKS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THOUSAND OAKS, CA
STRATEGIC FINANCIAL · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA

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