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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-27 |
| MI | RA | APPROVED | 2024-06-28 |
Branch Locations
2701 Cambridge Ct Ste 530, Auburn Hills, MI 48326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Auburn Hills | MI | 05/2024 | Present |
| Lpl Financial Llc | Auburn Hills | MI | 08/2021 | 05/2024 |
| Arc Oakland Fiscal Intermediary | Troy | MI | 05/2018 | 01/2022 |
| Michigan State University | East Lansing | MI | 01/2021 | 07/2021 |
| Michigan State University | East Lansing | MI | 08/2020 | 05/2021 |
| Michigan State University | East Lansing | MI | 08/2018 | 07/2022 |
| Portage Lake Bible Camp | Onekama | MI | 06/2020 | 08/2020 |
| Office Of U.S. Representative Fred Upton | Washington | DC | 01/2020 | 03/2020 |
| Cl&K&C, Inc. | Rochester | MI | 11/2017 | 01/2020 |
| Rochester Hills Stoney Creek High School | Rochester Hills | MI | 08/2014 | 05/2018 |
| Portage Lake Bible Camp | Onekama | MI | 05/2019 | 08/2019 |
1) 05/09/2024 - Herbert Financial Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 11/13/2024 - HFG - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/14/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-28 |
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