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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| East Noble | Kendallville | IN | 11/2014 | 06/2021 |
| Sylvan Cellars | Rome City | IN | 05/2021 | 08/2021 |
| Five Lakes | Kendallville | IN | 07/2021 | 12/2021 |
| Prospera Financial Services Inc | Dallas | TX | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-09 |
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