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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-10-09
  • IN RA
    APPROVED
    Since 2025-10-09

Branch Locations

710 Goodwin Place, Kendallville, IN 46755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East Noble Kendallville IN 11/2014 06/2021
Sylvan Cellars Rome City IN 05/2021 08/2021
Five Lakes Kendallville IN 07/2021 12/2021
Prospera Financial Services Inc Dallas TX 08/2021 Present
  • 11/2014 → 06/2021
    East Noble
    Kendallville, IN
  • 05/2021 → 08/2021
    Sylvan Cellars
    Rome City, IN
  • 07/2021 → 12/2021
    Five Lakes
    Kendallville, IN
  • 08/2021 → Present
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-09
  • S66 Uniform Combined State Law Examination
    2025-10-09
Other Names
  • Hannah Ashlea May Hartman

View on SEC IAPD

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