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Jacky Phan

LPl Financial LLC

Austin, TX

San Antonio, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-29
  • TX RA
    APPROVED
    Since 2025-09-29

Branch Locations

13620 N Fm 620, Bldg C Ste 200, Austin, TX 78717 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Texas At San Antonio San Antonio TX 08/2015 05/2019
Covenant San Antonio TX 05/2018 05/2019
Covenant San Antonio TX 05/2019 06/2021
Covenant San Antonio TX 06/2021 10/2021
Capfinancial Partners, Llc (Captrust) Raleigh NC 10/2021 08/2022
Ulrich Consulting And Investment Group, Llc San Antonio TX 08/2022 09/2025
Lpl Financial Llc Austin TX 09/2025 Present
  • 08/2015 → 05/2019
    University Of Texas At San Antonio
    San Antonio, TX
  • 05/2018 → 05/2019
    Covenant
    San Antonio, TX
  • 05/2019 → 06/2021
    Covenant
    San Antonio, TX
  • 06/2021 → 10/2021
    Covenant
    San Antonio, TX
  • 10/2021 → 08/2022
    Capfinancial Partners, Llc (Captrust)
    Raleigh, NC
  • 08/2022 → 09/2025
    Ulrich Consulting And Investment Group, Llc
    San Antonio, TX
  • 09/2025 → Present
    Lpl Financial Llc
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-26
  • S65 Uniform Investment Adviser Law Examination
    2021-10-26

View on SEC IAPD

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David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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