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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-06-01
  • MD RA
    APPROVED
    Since 2022-06-01

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

16 Greenmeadow Drive Suite 201, Timonium, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bfg Financial Advisors Timonium MD 08/2021 Present
Armstrong Flooring Lancaster PA 08/2020 08/2021
Stevenson University Owings Mills MD 03/2018 05/2020
Armstrong Flooring Lancaster PA 06/2019 08/2019
Under Armour Hershey PA 06/2018 08/2018
Kohl's Lebanon PA 11/2017 01/2018
Ruby Tuesday Lebanon PA 03/2015 01/2017
Schooling Owings Mills MD 02/2017 10/2017
Kestra Investment Services, Llc Timonium MD 08/2021 Present
Kestra Advisory Services, Llc Timonium MD 05/2022 Present
  • 08/2021 → Present
    Bfg Financial Advisors
    Timonium, MD
  • 08/2020 → 08/2021
    Armstrong Flooring
    Lancaster, PA
  • 03/2018 → 05/2020
    Stevenson University
    Owings Mills, MD
  • 06/2019 → 08/2019
    Armstrong Flooring
    Lancaster, PA
  • 06/2018 → 08/2018
    Under Armour
    Hershey, PA
  • 11/2017 → 01/2018
    Kohl's
    Lebanon, PA
  • 03/2015 → 01/2017
    Ruby Tuesday
    Lebanon, PA
  • 02/2017 → 10/2017
    Schooling
    Owings Mills, MD
  • 08/2021 → Present
    Kestra Investment Services, Llc
    Timonium, MD
  • 05/2022 → Present
    Timonium, MD
Other Businesses

BFG FINANCIAL ADVISORS POSITION: Investment Operations Associate NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 08/16/2021 ADDRESS: 16 Greenmeadow Dr, Suite 201, Timonium MD 21093, United States DESCRIPTION: Notify trading team of trades/deposits o Planning memo completion & resolution o Direct business submission; App Complete submissions; PIPS/SWPS; POA Affidavits for NFS accounts o E-blotter for all checks and security certificates and maintaining copies of checks and certificates in a compliance file o Preparing and processing investment account applications, proposals and other investment-related forms KESTRA ADVISORY SERVICES POSITION: Investment Operations Associate NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 104 SECURITIES TRADING HOURS: 91 START DATE: 06/02/2022 ADDRESS: 5707 Southwest Parkway Building 2 #400, Austin TX 78735, United States DESCRIPTION: Investment Operations Associate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-31
  • S66 Uniform Combined State Law Examination
    2022-05-31
Designations

View on SEC IAPD

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