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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-06-01 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
16 Greenmeadow Drive Suite 201, Timonium, MD 21093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bfg Financial Advisors | Timonium | MD | 08/2021 | Present |
| Armstrong Flooring | Lancaster | PA | 08/2020 | 08/2021 |
| Stevenson University | Owings Mills | MD | 03/2018 | 05/2020 |
| Armstrong Flooring | Lancaster | PA | 06/2019 | 08/2019 |
| Under Armour | Hershey | PA | 06/2018 | 08/2018 |
| Kohl's | Lebanon | PA | 11/2017 | 01/2018 |
| Ruby Tuesday | Lebanon | PA | 03/2015 | 01/2017 |
| Schooling | Owings Mills | MD | 02/2017 | 10/2017 |
| Kestra Investment Services, Llc | Timonium | MD | 08/2021 | Present |
| Kestra Advisory Services, Llc | Timonium | MD | 05/2022 | Present |
BFG FINANCIAL ADVISORS POSITION: Investment Operations Associate NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 08/16/2021 ADDRESS: 16 Greenmeadow Dr, Suite 201, Timonium MD 21093, United States DESCRIPTION: Notify trading team of trades/deposits o Planning memo completion & resolution o Direct business submission; App Complete submissions; PIPS/SWPS; POA Affidavits for NFS accounts o E-blotter for all checks and security certificates and maintaining copies of checks and certificates in a compliance file o Preparing and processing investment account applications, proposals and other investment-related forms KESTRA ADVISORY SERVICES POSITION: Investment Operations Associate NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 104 SECURITIES TRADING HOURS: 91 START DATE: 06/02/2022 ADDRESS: 5707 Southwest Parkway Building 2 #400, Austin TX 78735, United States DESCRIPTION: Investment Operations Associate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-31 |
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